Forms 3 and 4 reporting by "insiders"

Chinese translation: “内幕人士”提交的报表3和报表4

GLOSSARY ENTRY (DERIVED FROM QUESTION BELOW)
English term or phrase:Forms 3 and 4 reporting by
Chinese translation:“内幕人士”提交的报表3和报表4
Entered by: Julia Zou

15:02 Mar 25, 2008
English to Chinese translations [PRO]
Law/Patents - Investment / Securities
English term or phrase: Forms 3 and 4 reporting by "insiders"
We counsel companies and their directors and officers on compliance with U.S. insider trading prohibitions, Regulation FD, ***Forms 3 and 4 reporting by "insiders"*** and short-swing profit rules. We also work closely with the companies' transfer agents and advise on the disposition of restrictive shares under SEC Rule 144.

Thank you in advance!
Julia Zou
China
Local time: 06:18
“内幕人士”提交的报表3和报表4
Explanation:
insider 指知道内情的人士。
Selected response from:

abcd1308
Local time: 01:18
Grading comment
Thank you very much!
4 KudoZ points were awarded for this answer



Summary of answers provided
3 +1"知情人"提交之(美国证券交易委员会)第三,四号表格
karcsy
4“内幕人士”报告的表3和表4(之规定)
Duobing Chen
4“内幕人士”提交的报表3和报表4
abcd1308


Discussion entries: 1





  

Answers


2 hrs   confidence: Answerer confidence 3/5Answerer confidence 3/5 peer agreement (net): +1
forms 3 and 4 reporting by "insiders"
"知情人"提交之(美国证券交易委员会)第三,四号表格


Explanation:
U.S. Securities and Exchange Commission - Wikipedia, the 美国证券交易委员会(Securities and Exchange Commission)

Section 4 of the 1934 Act created the U.S. Securities and
Exchange Commission to .... SEC Form 4 (stock and stock options ownership and exercise disclosure) ...
en.wikipedia.org/wiki/Securities_and_Exchange_Commission - 65k - Cached - Similar pages

[PDF] SEC FORM 3File Format: PDF/Adobe Acrobat - View as HTML
SEC Form 3. FORM 3. UNITED STATES SECURITIES AND EXCHANGE. COMMISSION. Washington, D.C. 20549. INITIAL STATEMENT OF BENEFICIAL OWNERSHIP. OF SECURITIES ...
www.techfront.com.cn/SEC/070518_3_Initial Statement of bene... - Similar pages

证券内幕交易及其法律责任问题研究- [ Translate this page ]本文中在美国法的评述部分中译自Insider的"知情人"和我国法中的知情人员并不是一个概念. [9]Section 10规定:"任何人直接或间接地利用任何洲际通商、邮政方式或手段或 ...
scholar.ilib.cn/Abstract.aspx?A=nmggydxxb-shkx200301011 - Similar pages

insider are people directly or indirectly related to a company thereby having the advantage of knowing corporate news that may affect the price of the stocks and from there gain monetary advantages.

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Note added at 2 hrs (2008-03-25 17:07:15 GMT)
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Insider TradingWhen corporate insiders trade in their own securities, they must report their trades to the SEC. For more information about this type of insider trading and ...
www.sec.gov/answers/insider.htm - 8k - Cached - Similar pages


karcsy
Local time: 06:18
Native speaker of: Native in ChineseChinese

Peer comments on this answer (and responses from the answerer)
agree  LoyalTrans: Form 3&4 definition can be found here: http://www.sec.gov/answers/form345.htm
8 hrs
  -> 感恩!
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8 hrs   confidence: Answerer confidence 4/5Answerer confidence 4/5
forms 3 and 4 reporting by "insiders"
“内幕人士”报告的表3和表4(之规定)


Explanation:
供参考

Duobing Chen
China
Local time: 06:18
Native speaker of: Native in ChineseChinese
Login to enter a peer comment (or grade)

17 hrs   confidence: Answerer confidence 4/5Answerer confidence 4/5
forms 3 and 4 reporting by \"insiders\"
“内幕人士”提交的报表3和报表4


Explanation:
insider 指知道内情的人士。


abcd1308
Local time: 01:18
Native speaker of: Native in ChineseChinese
PRO pts in category: 4
Grading comment
Thank you very much!
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